Relevant information for investors, media, and market participants from the regulator of Alberta's capital market, the Alberta Securities Commission.
Alberta
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The CSA today published for comment proposed amendments that would provide harmonized exemptions from certain repurchase transactions requirements for reporting issuer investment funds. asc.ca/News-and-Publications…
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Stop. Check. Talk. Scammers often target job seekers with fake job offers that promise quick hiring and with higher than average pay. They may ask for personal information, upfront fees, or payment for training and equipment. standagainstscams.ca/
#StandAgainstScams
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Members of the Canadian Securities Administrators (CSA) today published a report on the potential benefits and challenges involved in giving investors more control over the data they provide to investment firms. asc.ca/News-and-Publications…
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The CSA and CIRO have published a joint notice providing new guidance on prediction markets. asc.ca/news-and-publications…
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The CSA today published its annual Year in Review, highlighting progress made during the first year of its 2025-2028 Business Plan. asc.ca/news-and-publications…
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The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Calgary resident Colton Kenneth Smith for breaching Alberta securities laws.
asc.ca/News-and-Publications…
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The CSA is warning Canadians about an ongoing investment fraud involving the impersonation of Union Bancaire Privée, UBP SA (UBP), a Swiss private bank and asset manager. asc.ca/News-and-Publications…
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The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with CatalX CTS Ltd. (operating as Catalyx) and its chief executive officer, Hyuk Jae Park (Park), for breaching Alberta securities laws. asc.ca/News-and-Publications…
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The CSA and CIRO have issued guidance on industry practices relating to the marketing and sale of ETFs that are listed on a foreign exchange but not also on a Canadian exchange. asc.ca/News-and-Publications…
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The CSA is seeking to codify increases to the amount of funds that qualified listed issuers can raise without a prospectus. asc.ca/News-and-Publications…
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In response to the release of the independent evaluator’s report of the Ombudsman for Banking Services and Investments (OBSI) published today, the Joint Regulators Committee (JRC) is issuing the following statement. asc.ca/News-and-Publications…
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CSA publishes updated cybersecurity findings and guidance for registered firms: ow.ly/bQpz50ZnNXS
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The ASC has sanctioned Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc. and HW TradeFX LLC for breaching Alberta securities laws. asc.ca/News-and-Publications…
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The ASC’s 2026 Annual Report, “Intelligent regulation. Investor protection. Working together to enable our market to thrive,” is now available: ow.ly/naEg50ZkMpw
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The ASC has concluded a Settlement Agreement and Undertaking with Russell Douglas Ingram of Calgary, Alberta, for breaching Alberta securities laws.
asc.ca/News-and-Publications…
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The CSA today published in final form amendments and changes to implement an access model for certain continuous disclosure documents of reporting issuers, other than investment funds. asc.ca/News-and-Publications…
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CSA and CIRO to delay implementation of final amendments to access fee and tick-size rules: ow.ly/o8T050Zf812
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In recognition of World Elder Abuse Awareness Day, the CSA is encouraging investors and their families to take steps to better recognize, avoid and report investment fraud. asc.ca/News-and-Publications…
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The ASC and the RCMP Federal Policing Northwest Region’s IMET announce that Douglas John Vermeeren of Calgary, AB, has been charged under the Securities Act (Alberta) following an investigation by the Joint Serious Offences Team (JSOT). asc.ca/News-and-Publications…
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